DM
Daniel C. Mottram
PERPETUAL AMERICAS FUNDS DISTRIBUTORS
Boston, MA 02114
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CRD#: 7492736
DM
Professional summary
Daniel Charles Mottram, who also goes by Daniel Mottram, is a registered financial professional currently at PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC located in Boston, Massachusetts.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2022. Daniel has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Daniel Mottram
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel Charles Mottram's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2024 - Present
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
Office #1: 1 Congress Street 31st Floor, Boston, MA 02114BD
CRD#: 143809
Boston, MA
Past
February 7, 2022 - November 24, 2023
ABERDEEN FUND DISTRIBUTORS, LLC
BD
CRD#: 146230
Boston, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/2/2024)
RR
Alaska(4/2/2024)
RR
Arizona(4/2/2024)
RR
Arkansas(4/2/2024)
RR
California(4/2/2024)
RR
Colorado(4/2/2024)
RR
Connecticut(4/2/2024)
RR
Delaware(4/2/2024)
RR
District of Columbia(4/2/2024)
RR
Florida(4/2/2024)
RR
Georgia(4/2/2024)
RR
Hawaii(4/2/2024)
RR
Idaho(4/2/2024)
RR
Illinois(4/2/2024)
RR
Indiana(4/2/2024)
RR
Iowa(4/2/2024)
RR
Kansas(4/2/2024)
RR
Kentucky(4/2/2024)
RR
Louisiana(4/2/2024)
RR
Maine(4/2/2024)
RR
Maryland(4/2/2024)
RR
Massachusetts(4/2/2024)
RR
Michigan(4/2/2024)
RR
Minnesota(4/2/2024)
RR
Mississippi(4/2/2024)
RR
Missouri(4/2/2024)
RR
Montana(4/2/2024)
RR
Nebraska(4/2/2024)
RR
Nevada(4/2/2024)
RR
New Hampshire(4/2/2024)
RR
New Jersey(4/2/2024)
RR
New Mexico(4/2/2024)
RR
New York(4/2/2024)
RR
North Carolina(4/2/2024)
RR
North Dakota(4/2/2024)
RR
Ohio(4/2/2024)
RR
Oklahoma(4/2/2024)
RR
Oregon(4/2/2024)
RR
Pennsylvania(4/2/2024)
RR
Rhode Island(4/2/2024)
RR
South Carolina(4/2/2024)
RR
South Dakota(4/2/2024)
RR
Tennessee(4/2/2024)
RR
Texas(4/2/2024)
RR
Utah(4/2/2024)
RR
Vermont(4/2/2024)
RR
Virginia(4/2/2024)
RR
Washington(4/2/2024)
RR
West Virginia(4/2/2024)
RR
Wisconsin(4/2/2024)
RR
Wyoming(4/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/7/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
ARDEN SECURITIES LLC | PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC | JOHCM FUNDS DISTRIBUTORS, LLC | HARDT GROUP INVESTOR SERVICES LLC | FORESIDE FUND PARTNERS LLC
CRD#: 143809 / SEC#: , 8-67608
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
New York since 01/23/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 2990648 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
CRD#: 143809Boston, MA 02114TRUST BUT VERIFY
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