SH
Stephen M. Hackman
HACKMAN FINANCIAL GROUP
Cincinnati, OH 45249
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CRD#: 7492640
SH
Professional summary
Stephen Michael Hackman is a registered financial advisor currently at HACKMAN FINANCIAL GROUP located in Cincinnati, Ohio and LPL FINANCIAL LLC located in Cincinnati, Ohio.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Stephen has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/25/2022 - Hackman Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 06/21/2024 - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 03/15/2024 - 5 Hours Per Month/ 1 Hour During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Michael Hackman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 23, 2022 - Present
HACKMAN FINANCIAL GROUP
Office #1: 7355 E. Kemper Road, Cincinnati, OH 45249RIA
CRD#: 282027
Cincinnati, OH
Current
April 11, 2022 - Present
LPL FINANCIAL LLC
Office #1: 7355 E. Kemper Road, Cincinnati, OH 45249-0000RIA
BD
CRD#: 6413
Cincinnati, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HACKMAN FINANCIAL GROUP
HACKMAN FINANCIAL GROUP | HFG ADVISORS, INC. | HFG ADVISORS | HACKMAN FINANCIAL GROUP, INC.
CRD#: 282027 / SEC#: 801-111082
RIA
Registered Investment Advisory firm - (9/1/2017 Approved)Kentucky
Registered Investment Advisory firm - (9/6/2017 Terminated)Ohio
Registered Investment Advisory firm - (9/6/2017 Terminated)Texas
Registered Investment Advisory firm - (9/5/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(7/19/2023)
RR
Kentucky(2/2/2023)
RR
North Carolina(3/27/2024)
RR
Ohio(6/13/2022)
IAR
Ohio(6/23/2022)
RR
South Carolina(8/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/11/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HF
HACKMAN FINANCIAL GROUP
HACKMAN FINANCIAL GROUP | HFG ADVISORS, INC. | HFG ADVISORS | HACKMAN FINANCIAL GROUP, INC.
CRD#: 282027 / SEC#: 801-111082
RIA
Registered Investment Advisory firm - (9/1/2017 Approved)Kentucky
Registered Investment Advisory firm - (9/6/2017 Terminated)Ohio
Registered Investment Advisory firm - (9/6/2017 Terminated)Texas
Registered Investment Advisory firm - (9/5/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7355 E. Kemper Road, Cincinnati, OH 45249
Mailing Address
Phone number
(513) 891-5300
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 655 |
| AUM (Assets Under Management) | $ 305,336,158 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HACKMAN FINANCIAL GROUP
CRD#: 282027Cincinnati, OH 45249TRUST BUT VERIFY
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