Alexander M. Merrill
Professional summary
Alexander M Merrill is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Waterville, Maine.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2022. Alexander has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander M Merrill's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2022 - Present
FORTUNE FINANCIAL SERVICES, INC.
Office #1: 143 Silver Street Suite 6, Waterville, ME 04901-5833State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/6/2022)
Exams
Series 7TO
Date: 3/5/2022
General Securities Representative ExaminationFINRA
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
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