Daniel M. Sheehan

TELOS WEALTH ADVISORS

Charlotte, NC

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CRD#: 7491735

Professional summary

Daniel Michael Sheehan, who also goes by Dan Sheehan, Daniel Sheehan, is a registered financial advisor currently at TELOS WEALTH ADVISORS located in Charlotte, North Carolina.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Daniel has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Sheehan | Daniel Sheehan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Michael Sheehan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2024 - Present

TELOS WEALTH ADVISORS

RIA

CRD#: 328209

Charlotte, NC

Past

March 21, 2023 - August 22, 2023

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHARLOTTE, NC

Past

November 10, 2022 - August 22, 2023

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(1/12/2024)

IAR

Texas
(12/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/21/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/10/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/8/2022

Securities Industry Essentials Examination

Current Firm

TELOS WEALTH ADVISORS

TELOS WEALTH ADVISORS | TELOS WEALTH MANAGEMENT, LLC | TELOS WEALTH MANAGEMENT

CRD#: 328209 / SEC#:

North Carolina

Registered Investment Advisory firm - (1/8/2024 Approved)

Texas

Registered Investment Advisory firm - (12/6/2024 Conditional Restricted)

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Contact information

Main Address

Weddington, NC

Mailing Address

P.o. Box 77308, Charlotte, NC 28271

Phone number

(704) 368-7913

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	372
AUM (Assets Under Management)	$ 58,050,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel M. Sheehan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Michael Sheehan's CRS (Customer Relationship Summary).

Certified licenses

Experience

TELOS WEALTH ADVISORS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/21/2023

Series 7TO

Date: 11/10/2022

SIE

Date: 3/8/2022

Current Firm

TELOS WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TELOS WEALTH ADVISORS

TRUST BUT VERIFY

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