JD
Juan J. Dominguez
IDB CAPITAL
Aventura, FL 33180
Some features on this profile are disabled
CRD#: 7491703
JD
Professional summary
Juan Javier Dominguez is a registered financial professional currently at IDB CAPITAL CORP. located in Aventura, Florida.
Juan is registered as a RR (Registered Representative) and started their career in finance in 2022. Juan has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bci Miami, banker, under common control of Bci Group of companies, not investment related, 40 hours p/week.
CRS (Client Relationship Summary) - BD
Click below to view Juan Javier Dominguez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 11, 2025 - Present
IDB CAPITAL CORP.
Office #1: 18851 Ne 29th Avenue Suite 600, Aventura, FL 33180BD
CRD#: 106032
Aventura, FL
Past
July 23, 2024 - March 12, 2025
BCI SECURITIES, INC.
RIA
CRD#: 168047
MIAMI, FL
Past
July 22, 2024 - March 12, 2025
BCI SECURITIES, INC.
BD
CRD#: 168047
MIAMI, FL
Past
May 27, 2022 - April 9, 2024
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
FT. LAUDERDALE, FL
Past
February 28, 2022 - April 9, 2024
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
FT. LAUDERDALE, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/11/2025)
RR
California(6/11/2025)
RR
Connecticut(6/11/2025)
RR
Delaware(6/11/2025)
RR
District of Columbia(6/11/2025)
RR
Florida(6/11/2025)
RR
Maryland(6/11/2025)
RR
Massachusetts(6/11/2025)
RR
Nevada(6/11/2025)
RR
New Jersey(6/11/2025)
RR
New York(6/11/2025)
RR
Pennsylvania(6/11/2025)
RR
South Dakota(6/11/2025)
RR
Texas(6/11/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/28/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IC
IDB CAPITAL CORP.
ALEXANDRA & JAMES CO. | IDB CAPITAL CORP. | IDB ASSET MANAGEMENT, A DIVISION OF IDB CAPITAL CORP. | ALEXANDRA & JAMES CO.
CRD#: 106032 / SEC#: , 8-53000
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1114 Avenue Of The Americas, New York, NY 10036
Mailing Address
1114 Avenue Of The Americas, New York, NY 10036
Phone number
(212) 551-8800
Established
New York since 09/11/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (29 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ISRAEL DISCOUNT BANK OF NEW YORK | SOLE SHAREHOLDER | |
| CASE, LESLIE KATHRYN | SECRETARY | 6058280 |
| CLANCY, PATRICIA ANNE | CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER | 2753700 |
| FRAHER, NANCY ANN | DIRECTOR | 6132794 |
| GRANT, EDMOND F | DIRECTOR | 4058518 |
| KIM, EDWARD SANG | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6702617 |
| ROBERTS, DANIEL G | DIRECTOR | 6986015 |
| SAVIO, KENNETH JOSEPH | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 1428851 |
| SAVIO, KENNETH JOSEPH | INTERIM CHAIRMAN OF THE BOARD | 1428851 |
| TREBLE, TIMOTHY | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 1699773 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
IDB CAPITAL CORP.
CRD#: 106032Aventura, FL 33180TRUST BUT VERIFY
Monitor Juan Dominguez
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
