JS
Jocelyn F. Sullivan
FLORIDA FINANCIAL ADVISORS
Winter Park, FL 32789
Some features on this profile are disabled
CRD#: 7490762
JS
Professional summary
Jocelyn Fei Fei Sullivan, who also goes by Jocelyn Fei Fei Sullivan, Jocelyn Feifei Sullivan, is a registered financial advisor currently at FLORIDA FINANCIAL ADVISORS, LLC located in Winter Park, Florida and TRINITY WEALTH SECURITIES, L.L.C. located in Winter Park, Florida.
Jocelyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Jocelyn has worked at 2 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jocelyn Fei Fei Sullivan | Jocelyn Feifei Sullivan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Florida Financial Advisors DBA Meridian Wealth Advisors. Investment Related. Winter Park, FL. Nature of Business: RIA. Position: Financial Consultant. Start Date: 09/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Duties: Investment Related Activities. Trinity Wealth Securities. Investment Related. Winter Park, FL. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 02/2022. Hours per Month: 160. Hours per Month During Trading Hours: 160. Duties: Securities Related Activities. Florida Financial Insurance. Not Investment Related. Winter Park, FL. Nature of Business: Fixed Insurance Sales. Position: Agent. Start Date: 01/2022. Hours per Month: 10. Hours per Month During Trading Hours: 10. Duties: Fixed Insurance Sales. Florida Notary. Not Investment Related. Winter Park, FL. Nature of Business: Provide Notary Services. Position: Notary Public. Start Date: 02/2025. Hours per Month: 2. Hours per Month During Trading Hours: 2. Duties: Licensed Florida Notary and Remote Online Notary. Estate Guru. Not Investment Related. Winter Park, FL. Nature of Business: Estate Planning. Position: Advisor. Start Date: 04/2025. Hours per Month: 10. Hours per Month During Trading Hours: 10. Duties: Assist in creating estate planning documents such as wills, trusts, powers of attorneys and deeds. Sullivan Financial LLC. Not investment related. Orlando FL. Nature of business: Single member LLC. Position: Owner. 12/2022. Hours per month: 1. Hours per month trading: 0. : Sullivan Financial LLC does not engage in any business activity involving securities and financial services. It does not generate external revenue and exists solely for personal ownership of assets and simplification of tax reporting. 31 Harvard Realty Trust u/d/t dated August 30, 2005. Not investment related. Allston, MA 02134. Passive beneficial ownership interest in family trust(s) holding commercial real estate. Position: Beneficiary. Start Date: 09/12/2025. End Date: Upon distribution of proceeds/termination of the trust activity. Hrs per Month: 0. Hrs per Month during trading: 0. Description: Beneficiary entitled to approximately 25% of sale proceeds (estimated ~$1.1 million from a total sale of ~$3.676 million). One-time distribution; no ongoing compensation expected. Passive ownership only. Joseph R. Sullivan 2010 Trust u/d/t dated July 27, 2010. Not investment related. Passive beneficial ownership interest in family trust(s) holding commercial real estate. Position: Beneficiary. Start Date: 09/12/2025. End Date: Upon distribution of proceeds/termination of the trust activity. Hrs per Month: 0. Hrs per Month during trading: 0. Description: Passive beneficial ownership interest in family trust(s) holding commercial real estate. No management or operational responsibilities. Compensation/Income: Beneficiary entitled to approximately 25% of sale proceeds (estimated ~$348,710 from a total sale of ~$1.4 million). One-time distribution; no ongoing compensation expected. Time Commitment: None. Passive ownership only.
CRS (Client Relationship Summary) - RIA
Click below to view Jocelyn Fei Fei Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2022 - Present
FLORIDA FINANCIAL ADVISORS, LLC
Office #1: 2745 W Fairbanks Ave Suite 203, Winter Park, FL 32789RIA
CRD#: 288811
Winter Park, FL
Current
March 7, 2022 - Present
TRINITY WEALTH SECURITIES, L.L.C.
Office #1: 2745 W Fairbanks Ave Suite 203, Winter Park, FL 32789BD
CRD#: 104348
Winter Park, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - (2/3/2023 Approved)Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(1/12/2022)
RR
Florida(3/7/2022)
RR
Georgia(2/13/2024)
RR
Illinois(11/7/2023)
RR
Kentucky(9/15/2023)
RR
North Carolina(6/27/2024)
IAR
Texas(5/29/2023)
RR
Texas(7/17/2023)
RR
Virginia(10/26/2025)
RR
Washington(3/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 3/7/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - (2/3/2023 Approved)Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634
Mailing Address
Phone number
(813) 333-1683
Established
Firm type
Fiscal year end
# of Employees
465
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,769 |
| AUM (Assets Under Management) | $ 317,826,011 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811Winter Park, FL 32789TRUST BUT VERIFY
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