TS
Thomas E. Stritt
KEY INVESTMENT SERVICES
HOPEWELL JUNCTION, NY 12533
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CRD#: 7490495
TS
Thomas E StrittKEY INVESTMENT SERVICES
Professional summary
Thomas E Stritt is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Hopewell Junction, New York.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Thomas has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE LEARNING CENTER AT REGINA COELI; NATURE: It is a tutoring center, for which I am still listed as a tutor. I have not actually had a student in over 5 years there - but I would like to remain on the list there to be called in, if I choose to. It is completely per-diem, and I am not compensated unless I take a student and they show up. If it is at all relevant, my mother Judith Stritt owns and operates it. INVESTMENT RELATED: No; NUMBER OF HOURS: 2; SECURITIES TRADING HOURS: 0; START DATE: 06/01/2016; ADDRESS: 2 Harvey Street, Hyde Park NY 12538, United States; DESCRIPTION: For hourly sessions, I tutor middle- and high-school students in Mathematics subjects. This involves homework assistance and extra explanation with examples for their course material. I also used to take some SAT prep students for Math as well, and would be interested in continuing if allowed. It is NOT finance-related, nor has it ever been. Subjects have been: Math for grade levels 6-8, Algebra I and II, Trigonometry, Geometry, Pre-Calculus, Physics, and Calculus; 2) WALTER & CLARE RING IRREVOCABLE TRUST; NATURE: I am the named sole trustee of this trust. The Grantors are my aunt and Uncle - Clare Ring and Walter Ring. The Trust owns no financial accounts of any kind currently. It is set up to own their primary residence and to govern what happens with the proceeds of the sale of that property when they pass away. INVESTMENT RELATED: No; NUMBER OF HOURS: 1; SECURITIES TRADING HOURS: 0; START DATE: 12/20/2025; ADDRESS: 29 South Drive, Hyde Park NY 12538, United States; DESCRIPTION: I will be responsible primarily for conveyance transactions involving the property - and buying/selling Real Estate - with a focus on carrying out the settlor's wishes upon both of their deaths with proceeds from sale. 3) ESTATE OF WALTER RING AND THE ESTATE OF CLARE RING; POSITION: Successor, Executor NATURE: My role as successor executor of Walter's estate if his wife Clare were to pass, and successor for Clare's estate if Walter were to pass. Walter and Clare are my aunt and uncle, and they are not Key Bank clients. INVESTMENT RELATED: No; NUMBER OF HOURS: 4; SECURITIES TRADING HOURS: 0; START DATE: 04/01/2026; ADDRESS: 29 South Drive, Hyde Park NY 12538, United States; DESCRIPTION: Settling the estate in accordance with the will, which is not finished yet, because I want approval for them to add me to it in this role.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas E Stritt's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Thomas E Stritt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2026 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 1941 Route 52, Hopewell Junction, NY 12533RIA
BD
CRD#: 136300
HOPEWELL JUNCTION, NY
Current
February 3, 2026 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 1941 Route 52, Hopewell Junction, NY 12533RIA
BD
CRD#: 136300
HOPEWELL JUNCTION, NY
Past
October 2, 2022 - January 16, 2026
MORGAN STANLEY
RIA
CRD#: 149777
POUGHKEEPSIE, NY
Past
June 13, 2022 - January 16, 2026
MORGAN STANLEY
BD
CRD#: 149777
POUGHKEEPSIE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(2/3/2026)
IAR
New York(2/3/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/11/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
KEY INVESTMENT SERVICES LLC
CRD#: 136300Hopewell Junction, NY 12533TRUST BUT VERIFY
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