EL
Edward W. Lapham
MARSICO CAPITAL MANAGEMENT
Denver, CO 80202-5824
Some features on this profile are disabled
CRD#: 7490457
EL
Professional summary
Edward Winston Peale Lapham, who also goes by Edward Winston Lapham, Edward Winstonpeale Lapham, Winston Peale Lapham, is a registered financial advisor currently at MARSICO CAPITAL MANAGEMENT, LLC located in Denver, Colorado and DISTRIBUTION SERVICES, LLC located in Denver, Colorado.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Edward has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edward Winston Lapham | Edward Winstonpeale Lapham | Winston Peale Lapham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Marsico Capital Management, LLC; Investment Related; Registered Investment Advisor; Denver, CO; 9/21/2020; Vice President, Marketing & Client Services; Discuss the Funds and Strategies with current and potential clients; 160 Hrs Per Month; 130 Hrs Per Month Trading
CRS (Client Relationship Summary) - RIA
Click below to view Edward Winston Peale Lapham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2022 - Present
MARSICO CAPITAL MANAGEMENT, LLC
Office #1: 1200 17th Street Suite 1700, Denver, CO 80202-5824RIA
CRD#: 109250
Denver, CO
Current
March 16, 2022 - Present
DISTRIBUTION SERVICES, LLC
Office #1: 1200 17th Street Suite 1700, Denver, CO 80202BD
CRD#: 25938
Denver, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MARSICO CAPITAL MANAGEMENT, LLC
MARSICO CAPITAL MANAGEMENT LLC | MARSICO CAPITAL MANAGEMENT,LLC | MARSICO CAPITAL MANAGEMENT, LLC
CRD#: 109250 / SEC#: 801-54914
RIA
Registered Investment Advisory firm - (9/26/1997 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/30/2022)
IAR
Alabama(6/29/2022)
RR
Alaska(4/30/2022)
IAR
Alaska(10/14/2022)
RR
Arizona(4/30/2022)
IAR
Arizona(7/8/2022)
RR
Arkansas(4/30/2022)
IAR
Arkansas(7/6/2022)
RR
California(4/30/2022)
IAR
California(6/29/2022)
RR
Colorado(3/16/2022)
IAR
Colorado(6/29/2022)
RR
Connecticut(4/30/2022)
IAR
Connecticut(6/29/2022)
RR
Delaware(4/30/2022)
IAR
Delaware(6/29/2022)
RR
District of Columbia(3/16/2022)
IAR
District of Columbia(7/27/2022)
RR
Florida(3/16/2022)
IAR
Florida(7/25/2022)
RR
Georgia(4/30/2022)
IAR
Georgia(7/6/2022)
RR
Hawaii(4/30/2022)
IAR
Hawaii(6/29/2022)
RR
Idaho(4/30/2022)
IAR
Idaho(6/29/2022)
RR
Illinois(4/30/2022)
IAR
Illinois(6/29/2022)
RR
Indiana(4/30/2022)
IAR
Indiana(6/29/2022)
RR
Iowa(4/30/2022)
IAR
Iowa(6/29/2022)
RR
Kansas(4/30/2022)
IAR
Kansas(6/29/2022)
RR
Kentucky(4/30/2022)
IAR
Kentucky(6/29/2022)
RR
Louisiana(3/16/2022)
IAR
Louisiana(6/29/2022)
RR
Maine(4/30/2022)
IAR
Maine(6/29/2022)
RR
Maryland(3/16/2022)
IAR
Maryland(6/29/2022)
RR
Massachusetts(4/30/2022)
IAR
Massachusetts(10/12/2022)
RR
Michigan(4/30/2022)
IAR
Michigan(6/29/2022)
RR
Minnesota(4/30/2022)
RR
Mississippi(4/30/2022)
IAR
Mississippi(6/29/2022)
RR
Missouri(4/30/2022)
IAR
Missouri(9/26/2022)
RR
Montana(4/30/2022)
IAR
Montana(6/29/2022)
RR
Nebraska(4/30/2022)
IAR
Nebraska(7/1/2022)
RR
Nevada(4/30/2022)
IAR
Nevada(7/12/2022)
RR
New Hampshire(4/30/2022)
IAR
New Hampshire(6/29/2022)
RR
New Jersey(4/30/2022)
IAR
New Jersey(6/29/2022)
RR
New Mexico(4/30/2022)
IAR
New Mexico(6/29/2022)
RR
New York(4/30/2022)
RR
North Carolina(4/30/2022)
IAR
North Carolina(6/29/2022)
RR
North Dakota(4/30/2022)
IAR
North Dakota(7/5/2022)
RR
Ohio(5/2/2022)
IAR
Ohio(6/29/2022)
RR
Oklahoma(4/30/2022)
IAR
Oklahoma(6/29/2022)
RR
Oregon(4/30/2022)
IAR
Oregon(9/14/2022)
RR
Pennsylvania(4/30/2022)
IAR
Pennsylvania(6/29/2022)
RR
Puerto Rico(3/16/2022)
RR
Rhode Island(4/30/2022)
IAR
Rhode Island(8/23/2022)
RR
South Carolina(4/30/2022)
IAR
South Carolina(6/29/2022)
RR
South Dakota(4/30/2022)
IAR
South Dakota(9/20/2022)
RR
Tennessee(4/30/2022)
RR
Texas(4/30/2022)
IAR
Texas(6/29/2022)
RR
Utah(4/30/2022)
IAR
Utah(6/29/2022)
RR
Vermont(4/30/2022)
IAR
Vermont(6/29/2022)
RR
Virgin Islands(4/30/2022)
RR
Virginia(4/30/2022)
IAR
Virginia(6/29/2022)
RR
Washington(4/30/2022)
IAR
Washington(6/29/2022)
RR
West Virginia(4/30/2022)
IAR
West Virginia(7/6/2022)
RR
Wisconsin(4/30/2022)
IAR
Wisconsin(6/29/2022)
RR
Wyoming(4/30/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/16/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MARSICO CAPITAL MANAGEMENT, LLC
MARSICO CAPITAL MANAGEMENT LLC | MARSICO CAPITAL MANAGEMENT,LLC | MARSICO CAPITAL MANAGEMENT, LLC
CRD#: 109250 / SEC#: 801-54914
RIA
Registered Investment Advisory firm - (9/26/1997 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 17th Street Suite 1700, Denver, CO 80202-5824
Mailing Address
Phone number
(303) 454-5600
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 33 |
| AUM (Assets Under Management) | $ 4,022,187,797 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
