Michael A. Santarelli

ALTMAN ADVISORS

Chicago, IL 60606

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CRD#: 7490067

Professional summary

Michael Armand Santarelli is a registered financial advisor currently at ALTMAN ADVISORS located in Chicago, Illinois.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Michael has worked at 1 firm and has passed the Series 65, Series 63 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SCV Capital, LLC; Investment Related; 24863 Blue Stem Ct, Tower Lakes, IL 60010; Small cap value and large cap core public equity investments; General Partner; Start May 2021; 1 hour per month; None during trading hours; Investment decision maker

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Armand Santarelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2022 - Present

ALTMAN ADVISORS

Office #1: 233 S Wacker Dr. Suite 9750, Chicago, IL 60606

RIA

CRD#: 281778

Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTMAN ADVISORS

ALTMAN ADVISORS | DOHENY ADVISORS LLC | ALTMAN ADVISORS, INC

CRD#: 281778 / SEC#: 801-108135

RIA

Registered Investment Advisory firm - (7/15/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/23/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/27/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/8/2021

Securities Industry Essentials Examination

Current Firm

ALTMAN ADVISORS

ALTMAN ADVISORS | DOHENY ADVISORS LLC | ALTMAN ADVISORS, INC

CRD#: 281778 / SEC#: 801-108135

RIA

Registered Investment Advisory firm - (7/15/2016 Approved)

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Contact information

Main Address

233 S Wacker Dr. Suite 9750, Chicago, IL 60606

Mailing Address

Phone number

(312) 759-7801

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CONSOLIDATED FIRM/ WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	609
AUM (Assets Under Management)	$ 427,936,128

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael A. Santarelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Armand Santarelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALTMAN ADVISORS

Primary Firm SEC Registration

ALTMAN ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/23/2021

Series 63

Date: 5/27/2021

SIE

Date: 10/8/2021

Current Firm

ALTMAN ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTMAN ADVISORS

TRUST BUT VERIFY

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