Shivam B. Raval
Professional summary
Shivam B Raval, who also goes by Shivam Raval, is a registered financial professional currently at FRED ALGER & COMPANY, LLC located in New York, New York.
Shivam is registered as a RR (Registered Representative) and started their career in finance in 2023. Shivam has worked at 3 firms and has passed the SIE and Series 99TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shivam B Raval's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2025 - Present
FRED ALGER & COMPANY, LLC
Office #1: 100 Pearl Street 27th Floor, New York, NY, 10004September 13, 2024 - February 24, 2025
FLOURISH FINANCIAL LLC
July 14, 2023 - August 23, 2024
TP ICAP GLOBAL MARKETS AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 6/28/2022
Operations Professional ExaminationFINRA
Current Firm
FRED ALGER & COMPANY, LLC
CRD#: 5300 / SEC#: , 8-15900
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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