Manish Singla
Professional summary
Manish Singla is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Manish is registered as a RR (Registered Representative) and started their career in finance in 2022. Manish has worked at 2 firms and has passed the Series 63, Series 7TO, Series 82TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Manish Singla's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 18, 2023 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003January 21, 2022 - October 20, 2023
REGIMENT SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/18/2024)
(2/4/2025)
(7/3/2025)
(4/18/2025)
(11/8/2024)
(4/17/2025)
(10/17/2024)
(10/18/2023)
(6/17/2025)
(10/18/2023)
Exams
Series 7TO
Date: 6/2/2022
General Securities Representative ExaminationSeries 82TO
Date: 1/21/2022
Limited Representative-Private Securities OfferingsFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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