Susan M. Norfleet

HEARTWOOD WEALTH ADVISORS

RICHMOND, VA 23235

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CRD#: 7487979

Professional summary

Susan Musselman Norfleet, who also goes by Susan Carole Musselman, is a registered financial advisor currently at HEARTWOOD WEALTH ADVISORS, LLC located in Richmond, Virginia.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Susan has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Susan Carole Musselman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Heartwood Tax Consultants, 9020 Stony Point Pkwy, Suite 230, Richmond, VA 23235. Not investment related CPA firm specializing in tax preparation and consulting. President. Average 200 hours per month. During trading hours, average 80 hours per month. Financial Planning, including tax consulting, retirement and estate planning, and supervision of employees. Review of tax returns.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Musselman Norfleet's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2022 - Present

HEARTWOOD WEALTH ADVISORS, LLC

Office #1: 9020 Stony Point Parkway Suite 325, Richmond, VA 23235

RIA

CRD#: 300273

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HEARTWOOD WEALTH ADVISORS, LLC

CRD#: 300273 / SEC#: 801-114721

RIA

Registered Investment Advisory firm - (2/21/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

HEARTWOOD WEALTH ADVISORS, LLC

CRD#: 300273 / SEC#: 801-114721

RIA

Registered Investment Advisory firm - (2/21/2019 Approved)

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Contact information

Main Address

9020 Stony Point Parkway Suite 325, Richmond, VA 23235

Mailing Address

Phone number

(804) 269-8711

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM ADVISORY BROCHURE (5/20/2025)

Regulatory assets under management

Total Number of Accounts	1,709
AUM (Assets Under Management)	$ 1,302,509,037

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/29/2025	Cover Page	Report
09/17/2024	Cover Page	Report
09/18/2023	Cover Page	Report
10/24/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Susan M. Norfleet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Musselman Norfleet's CRS (Customer Relationship Summary).

Certified licenses

Experience

HEARTWOOD WEALTH ADVISORS, LLC

Primary Firm SEC Registration

HEARTWOOD WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

HEARTWOOD WEALTH ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HEARTWOOD WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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