Victor Mosseri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Mosseri, who also goes by VIta Victor Chaim Mosseri, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 2022. Victor had worked at 1 firm and has passed the SIE and Series 99TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2022 - May 9, 2022
RENCAP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/11/2022
Operations Professional ExaminationCurrent Firm
RENCAP SECURITIES, INC.
CRD#: 37821 / SEC#: , 8-48011
Contact information
FINRA licenses (21 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
