Christian Heredia-bauer
Professional summary
Christian Heredia-bauer, who also goes by Christian H Bauer, Christian Heredia Bauer, is a registered financial advisor currently at BETTERMENT located in New York, New York.
Christian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Christian has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christian Heredia-bauer's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2026 - Present
BETTERMENT
Office #1: 450 West 33rd Street Floor 11, New York, NY 10001March 21, 2024 - March 23, 2025
J.P. MORGAN SECURITIES LLC
March 21, 2024 - March 23, 2025
J.P. MORGAN SECURITIES LLC
March 25, 2023 - January 11, 2024
MORGAN STANLEY
October 14, 2022 - January 11, 2024
MORGAN STANLEY
Primary Firm SEC Registration
BETTERMENT
CRD#: 149117 / SEC#: 801-70171
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/4/2026)
(5/4/2026)
Exams
Series 7TO
Date: 10/14/2022
General Securities Representative ExaminationCurrent Firm
BETTERMENT
CRD#: 149117 / SEC#: 801-70171
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,200,673 |
| AUM (Assets Under Management) | $ 56,368,684,129 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 10/18/2024 | ||
| 12/08/2023 | ||
| 04/26/2023 |
Red Flags
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