James Michael O'brien II
Professional Summary
James Michael O'brien II, who also goes by Michael O'brien, is a registered financial advisor currently at MCKINLEY CARTER WEALTH SERVICES, INC. located in Wheeling, West Virginia. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. James has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Michael O'brien II, Michael O'brien
Similar Advisors
CROSSTREE CAPITAL SECURITIES, LLC
EMPOWER ADVISORY GROUP, LLC
NYLIFE SECURITIES LLC
SLATEN WEALTH MANAGEMENT
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CROSSTREE CAPITAL SECURITIES, LLC
EMPOWER ADVISORY GROUP, LLC
NYLIFE SECURITIES LLC
SLATEN WEALTH MANAGEMENT
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CROSSTREE CAPITAL SECURITIES, LLC
EMPOWER ADVISORY GROUP, LLC
NYLIFE SECURITIES LLC
SLATEN WEALTH MANAGEMENT
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CROSSTREE CAPITAL SECURITIES, LLC
EMPOWER ADVISORY GROUP, LLC
NYLIFE SECURITIES LLC
SLATEN WEALTH MANAGEMENT
Years of Experience
5 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
CROSSTREE CAPITAL SECURITIES, LLC
EMPOWER ADVISORY GROUP, LLC
NYLIFE SECURITIES LLC
SLATEN WEALTH MANAGEMENT
Current Firm
JAVCO, LLC | MCKINLEY INVESTMENT GROUP, INC. | MCKINLEY INVESTMENT GROUP | MCKINLEY CARTER WEALTH SERVICES, INC. | MCKINLEY CARTER TRUST COMPANY | MCKINLEY CARTER INVESTMENT MANAGEMENT
Contact Information
Main Address
2100 Market Street, Wheeling, WV 26003Phone Number
(304) 230-2400# of Employees
32SEC notice filing (27 States and Territories)
Registered to provide investment advisory services in 27 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,994AUM (Assets Under Management)
$2,306,284,068Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | Cover Page | Report |
| 07/26/2024 | Cover Page | Report |
| 09/27/2023 | Cover Page | Report |
Similar Advisors
CROSSTREE CAPITAL SECURITIES, LLC
EMPOWER ADVISORY GROUP, LLC
NYLIFE SECURITIES LLC
SLATEN WEALTH MANAGEMENT
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
CROSSTREE CAPITAL SECURITIES, LLC
EMPOWER ADVISORY GROUP, LLC
NYLIFE SECURITIES LLC
SLATEN WEALTH MANAGEMENT
Primary Firm SEC Registration
JAVCO, LLC | MCKINLEY INVESTMENT GROUP, INC. | MCKINLEY INVESTMENT GROUP | MCKINLEY CARTER WEALTH SERVICES, INC. | MCKINLEY CARTER TRUST COMPANY | MCKINLEY CARTER INVESTMENT MANAGEMENT
State Registrations and Notice Filings
(1/7/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
CROSSTREE CAPITAL SECURITIES, LLC
EMPOWER ADVISORY GROUP, LLC
NYLIFE SECURITIES LLC
SLATEN WEALTH MANAGEMENT
CRS (Client Relationship Summary) - RIA
Click below to view James Michael O'brien II's CRS (Customer Relationship Summary).
Similar Advisors
CROSSTREE CAPITAL SECURITIES, LLC
EMPOWER ADVISORY GROUP, LLC
NYLIFE SECURITIES LLC
SLATEN WEALTH MANAGEMENT