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Sumiko Taku
BLUE RIDGE INVESTMENTS LLC
Mountlake Terrace, WA
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CRD#: 7486251
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Professional summary
Sumiko Taku is a registered financial advisor currently at BLUE RIDGE INVESTMENTS LLC located in Mountlake Terrace, Washington.
Sumiko is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Sumiko has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sunset Hill LLC: Ms. Sumiko Taku is a full owner of Sunset Hill LLC. Through Sunset Hill LLC, Sumiko works as an insurance agent, conducts business consulting engagements for corporations, and plans to participate as the general partner of real estate operating companies and sponsor pooled investment vehicles. This work requires Ms. Taku to interview the customers of companies the private equity fund is interested in investing in, and in doing so assist private equity funds with their required due diligence. She spends about 20-40 hours a month at this company. Sunset Hill, LLC may, in future, enter into syndicate real estate and alternative investment deals as a general partner, around commercial real estate projects. Sunset Hill currently does not offer any such deals at the moment. Sunset Hill LLC is a 100% shareholder of Blue Ridge Investments LLC as a holding company. Sunset Hill Capital LLC : Ms. Sumiko Taku is the Managing Director of Sunset Hill Capital. Sunset Hill Capital LLC is a holding company for all residential properties owned by Ms. Taku. Ms. Taku doesn't actively participate in this company. Specialty Real Estate Group: Ms. Sumiko has a real estate brokers license. This activity is not investment-related and operates from the same location. Approximately 1 to 5 hours a month are devoted to this activity, which can be during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Sumiko Taku's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2023 - Present
BLUE RIDGE INVESTMENTS LLC
RIA
CRD#: 318314
Mountlake Terrace, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(3/7/2023)
Current Firm
BR
BLUE RIDGE INVESTMENTS LLC
BLUE RIDGE INVESTMENTS LLC
CRD#: 318314 / SEC#:
Washington
Registered Investment Advisory firm - (3/7/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Mountlake Terrace, WA
Mailing Address
Phone number
(215) 678-4997
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 5,606,696 |
Red Flags
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