Bradley A. Katte

IMZ ADVISORY

Boca Raton, FL 33432

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CRD#: 7486110

Professional summary

Bradley Andrew Katte, who also goes by Bradley A Katte, Bradley Katte, is a registered financial advisor currently at IMZ ADVISORY INC. located in Boca Raton, Florida.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Bradley has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bradley A Katte | Bradley Katte

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Andrew Katte's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2024 - Present

IMZ ADVISORY INC.

Office #1: 137 W. Royal Palm Road, Boca Raton, FL 33432

RIA

CRD#: 314890

Boca Raton, FL

Past

October 11, 2024 - November 26, 2024

CONCORDE ASSET MANAGEMENT, LLC

RIA

CRD#: 140367

Kewaskum, WI

Past

July 18, 2024 - November 26, 2024

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

Kewaskum, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IMZ ADVISORY INC.

IMZ ADVISORY | IMZ ADVISORY INCORPORATED | IMZ ADVISORY INC.

CRD#: 314890 / SEC#: 801-122106

RIA

Registered Investment Advisory firm - (8/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/16/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/18/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/14/2024

Securities Industry Essentials Examination

Current Firm

IMZ ADVISORY INC.

IMZ ADVISORY | IMZ ADVISORY INCORPORATED | IMZ ADVISORY INC.

CRD#: 314890 / SEC#: 801-122106

RIA

Registered Investment Advisory firm - (8/18/2021 Approved)

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Contact information

Main Address

137 W. Royal Palm Road, Boca Raton, FL 33432

Mailing Address

Phone number

(561) 368-2336

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IMZ ADVISORY INC. BROCHURE (11/16/2025)

Regulatory assets under management

Total Number of Accounts	655
AUM (Assets Under Management)	$ 381,697,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bradley A. Katte

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Andrew Katte's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMZ ADVISORY INC.

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

IMZ ADVISORY INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/16/2024

Series 7TO

Date: 7/18/2024

SIE

Date: 6/14/2024

Current Firm

IMZ ADVISORY INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IMZ ADVISORY INC.

TRUST BUT VERIFY

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