Winslow Ziv
Professional summary
Winslow Ziv is a registered financial professional currently at ZIV INVESTMENT COMPANY located in Chicago, Illinois.
Winslow is registered as a RR (Registered Representative) and started their career in finance in 2023. Winslow has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Winslow Ziv's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2023 - Present
ZIV INVESTMENT COMPANY
Office #1: 141 W. Jackson Blvd Suite # 2095, Chicago, IL 60604-2983Office #2: 141 W Jackson Blvd Suite 2095, Chicago, IL 60604State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2024)
(1/10/2024)
(1/10/2024)
(1/10/2024)
Exams
Series 7TO
Date: 10/4/2022
General Securities Representative ExaminationFINRA
Current Firm
ZIV INVESTMENT COMPANY
CRD#: 4316 / SEC#: , 8-18119
Contact information
FINRA licenses (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 22,915,455 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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