Andrew M. Ochoa

RANDOLPH CO

Cincinnati, OH 45242

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CRD#: 7485216

Professional summary

Andrew Martin Ochoa is a registered financial advisor currently at RANDOLPH CO INC located in Cincinnati, Ohio.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Andrew has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Martin Ochoa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2024 - Present

RANDOLPH CO INC

Office #1: 4200 Malsbary Road, Cincinnati, OH 45242

RIA

CRD#: 104868

Cincinnati, OH

Past

July 6, 2022 - November 11, 2024

APRIEM ADVISORS

RIA

CRD#: 108188

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RANDOLPH CO INC

RANDOLPH CO INC | THE RANDOLPH COMPANY

CRD#: 104868 / SEC#: 801-28213

RIA

Registered Investment Advisory firm - (12/8/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(2/14/2025)

IAR

Ohio
(12/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/5/2022

Uniform Investment Adviser Law Examination

Current Firm

RANDOLPH CO INC

RANDOLPH CO INC | THE RANDOLPH COMPANY

CRD#: 104868 / SEC#: 801-28213

RIA

Registered Investment Advisory firm - (12/8/1986 Approved)

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Contact information

Main Address

10653 Techwoods Circle Suite 101, Cincinnati, OH 45242

Mailing Address

Phone number

(513) 891-7144

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RCO ADV 2A (11/25/2025)

Regulatory assets under management

Total Number of Accounts	151
AUM (Assets Under Management)	$ 940,937,912

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2024	Cover Page	Report
11/08/2023	Cover Page	Report
01/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew M. Ochoa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Martin Ochoa's CRS (Customer Relationship Summary).

Certified licenses

Experience

RANDOLPH CO INC

APRIEM ADVISORS

Primary Firm SEC Registration

RANDOLPH CO INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/5/2022

Current Firm

RANDOLPH CO INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RANDOLPH CO INC

TRUST BUT VERIFY

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