John J. Brendel
Professional summary
John Joseph Brendel III, who also goes by Jack Brendel, John J Brendel, John Joseph Brendel, is a registered financial advisor currently at BRENDEL FINANCIAL ADVISORS LLC located in Hanover, New Hampshire.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. John has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Joseph Brendel III's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2024 - Present
BRENDEL FINANCIAL ADVISORS LLC
Office #1: 64 Lyme Rd., Hanover, NH 03755August 26, 2024 - December 31, 2024
PURSHE KAPLAN STERLING INVESTMENTS
February 1, 2024 - June 28, 2024
COMMONWEALTH FINANCIAL NETWORK
November 25, 2022 - October 16, 2023
CHARLES SCHWAB & CO., INC.
May 12, 2022 - June 1, 2022
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
BRENDEL FINANCIAL ADVISORS LLC
CRD#: 288927 / SEC#: 801-110901
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/5/2024)
Exams
Series 7TO
Date: 5/12/2022
General Securities Representative ExaminationCurrent Firm
BRENDEL FINANCIAL ADVISORS LLC
CRD#: 288927 / SEC#: 801-110901
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 650 |
| AUM (Assets Under Management) | $ 226,471,764 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/02/2023 |
Red Flags
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