Spencer J. Turkal
Professional summary
Spencer Joseph Turkal, who also goes by Spencer Turkal, is a registered financial advisor currently at SIERRA HOTEL FINANCIAL LLC located in Triangle, Virginia.
Spencer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Spencer has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Spencer Joseph Turkal's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2024 - Present
SIERRA HOTEL FINANCIAL LLC
January 21, 2023 - September 20, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/19/2024)
(9/25/2024)
(1/6/2025)
(11/6/2024)
(10/24/2024)
(9/25/2024)
Exams
Series 7TO
Date: 6/8/2023
General Securities Representative ExaminationSeries 6TO
Date: 1/21/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
SIERRA HOTEL FINANCIAL LLC
CRD#: 332672 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 164 |
| AUM (Assets Under Management) | $ 14,358,813 |
Red Flags
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