PG
Pedro A. Guerrero
MUTUAL OF AMERICA SECURITIES LLC
Milwaukee, WI 53224
Some features on this profile are disabled
CRD#: 7484172
PG
Professional summary
Pedro Alberto Guerrero is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Milwaukee, Wisconsin.
Pedro is registered as a RR (Registered Representative) and started their career in finance in 2022. Pedro has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
IRONWOODDRIVE FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 12/22/2021 ADDRESS: 1433 N Water Street, Suite 400, Milwaukee WI 53202, United States DESCRIPTION: Full service financial services firm offering a variety of products and services from many well-known companies in the industry. IFG also offers comprehensive financial planning tailored to the unique needs of individuals and businesses. POWER HOUSE REMODELING GROUP POSITION: Salesperson NATURE: Sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2018 ADDRESS: 2500 W Bradley Place, #G, Chicago IL 60618, United States DESCRIPTION: Detailed Description: The company is a full-service exterior home remodeling company offering a variety of products
CRS (Client Relationship Summary) - BD
Click below to view Pedro Alberto Guerrero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2023 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 10850 West Park Place Suite 600, Milwaukee, WI 53224BD
CRD#: 27878
Milwaukee, WI
Past
January 24, 2022 - June 27, 2022
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Milwaukee, WI
Past
January 1, 2022 - June 27, 2022
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Milwaukee, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(3/23/2023)
RR
Wisconsin(3/23/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/29/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MO
MUTUAL OF AMERICA SECURITIES LLC
MUTUAL OF AMERICA SECURITIES CORPORATION | MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
320 Park Avenue, New York, NY 10022
Mailing Address
320 Park Avenue, New York, NY 10022-3869
Phone number
(212) 224-1600
Established
Delaware since 06/29/1990
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878Milwaukee, WI 53224TRUST BUT VERIFY
Monitor Pedro Guerrero
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
