Mark A. Nelessen

AVAII WEALTH MANAGEMENT

Appleton, WI 54913

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CRD#: 7483952

Professional summary

Mark Anthony Nelessen is a registered financial advisor currently at AVAII WEALTH MANAGEMENT, LLC located in Appleton, Wisconsin.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Mark has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Sales Representative; Array Energy; W746 County Rd VV, Seymour, WI 54165; Since 10/2022; Non-investment related; Approximately 20-40 hours spent per month 2. Insurance Agent; Independent; same as business address; Since 06/2024; Non-investment related; Approximately 5 hours spent per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Nelessen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2021 - Present

AVAII WEALTH MANAGEMENT, LLC

Office #1: 2101 N Casaloma Dr, Appleton, WI 54913

RIA

CRD#: 298165

Appleton, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVAII WEALTH MANAGEMENT, LLC

CRD#: 298165 / SEC#: 801-113937

RIA

Registered Investment Advisory firm - (9/6/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/26/2024)

IAR

Wisconsin
(12/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/2021

Uniform Investment Adviser Law Examination

Current Firm

AVAII WEALTH MANAGEMENT, LLC

CRD#: 298165 / SEC#: 801-113937

RIA

Registered Investment Advisory firm - (9/6/2018 Approved)

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Contact information

Main Address

2101 N Casaloma Dr, Appleton, WI 54913

Mailing Address

Phone number

(920) 214-1212

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AVAII DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (8/20/2025)

Regulatory assets under management

Total Number of Accounts	2,402
AUM (Assets Under Management)	$ 442,587,428

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark A. Nelessen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Nelessen's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVAII WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

AVAII WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/2021

Current Firm

AVAII WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVAII WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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