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CD

Cale W. Doda

MODERN WEALTH MANAGEMENT
MESA, AZ 85201
Some features on this profile are disabled
CRD#: 7483220
CD
Cale William DodaMODERN WEALTH MANAGEMENT

Professional summary

Cale William Doda, who also goes by Cale Doda, is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Mesa, Arizona and PUBLIC SAFETY FINANCIAL/GALLOWAY located in Mesa, Arizona.

Cale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Cale has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Cale Doda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF BUSINESS: Brassica Transportation Services LLC INVESTMENT-RELATED ADDRESS: TEMPE, AZ POSITION: LOWNER START DATE: 09/2022 APPROXIMATE HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cale William Doda's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 10, 2026 - Present

MODERN WEALTH MANAGEMENT, LLC

Office #1: 1138 N Alma School Rd Suite 201, Mesa, AZ 85201
RIA
CRD#: 324624
MESA, AZ
Current

July 23, 2026 - Present

PUBLIC SAFETY FINANCIAL/GALLOWAY

Office #1: 1138 N Alma School Rd Suite 201, Mesa, AZ 85201
RIA
CRD#: 141091
MESA, AZ
Past

November 24, 2025 - July 24, 2026

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
PHOENIX, AZ
Past

November 24, 2025 - July 24, 2026

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
PHOENIX, AZ
Past

April 12, 2022 - December 31, 2024

VANGUARD ADVISERS, INC.

RIA
CRD#: 106715
SCOTTSDALE, AZ
Past

March 16, 2022 - October 2, 2025

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT OF ARIZONA | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC | MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA
Registered Investment Advisory firm - (5/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(7/10/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/11/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/16/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/29/2021
Securities Industry Essentials Examination

Current Firm

MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT OF ARIZONA | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC | MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA
Registered Investment Advisory firm - (5/2/2023 Approved)
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Contact information

Main Address
1712 Main Street Suite 400, Kansas City, MO 64108
Mailing Address
Phone number
(913) 393-1000
Established
Firm type
Fiscal year end
# of Employees
253

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MODERN WEALTH MANAGEMENT WRAP FEE BROCHURE (3/20/2026)
MARCH 2026 ADV 2A (3/20/2026)

Regulatory assets under management

Total Number of Accounts30,617
AUM (Assets Under Management)$ 10,904,051,242

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624Mesa, AZ 85201

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