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Stanley Easton

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CRD#: 74829
SE

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stanley Easton was a registered financial professional .

Stanley is a previously registered financial professional and started their career in finance in 1962. Stanley had worked at 2 firms and has passed the Series 1 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 6, 1983 - March 31, 2006

EASTON & CO.

BD
CRD#: 11290
FORT LEE, NJ
Past

November 9, 1962 - June 5, 1972

DISHY EASTON INC

BD
CRD#: 1000003

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 1
Date: 12/12/1961
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 2/13/1984
Registered Options Principal Examination

Current Firm

E&
EASTON & CO.
EASTON & CO.

CRD#: 11290 / SEC#: , 8-20508

BD
Terminated by SEC on 04/01/2006
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 07/19/1978
Firm type
Partnership
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
EASTON, STANLEYLIMITED PARTNER, PRINCIPAL, SROP74829
STANLEY EASTON, INC.GENERAL PARTNER
EASTON, EDITHLIMITED PARTNER2142195
FRIEDMAN, HOWARD MARTINCHIEF COMPLIANCE OFFICER1277351
HAHN, STEVEN WILLIAMGENERAL PARTNER/CROP600822
MARRON, PATRICK JOSEPHFNOP1170673

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EASTON & CO.

CRD#: 11290

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