Dontae Thompson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dontae Thompson, who also goes by Dontae D Thompson, Dontae Dewayne Thompson, was a registered financial professional .
Dontae is a previously registered financial professional and started their career in finance in 2022. Dontae had worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2023 - April 24, 2026
ALLIANCE-ONE INVESTMENTS, LLC
February 23, 2022 - July 7, 2022
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 6TO
Date: 2/23/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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