Obiajuru O. Ikoro
Professional summary
Obiajuru Ositadinma Ikoro, who also goes by Obiajuru Ositadinma Ikoro, Obi Ikoro, is a registered financial professional currently at OSAIC WEALTH, INC. located in Scottsdale, Arizona.
Obiajuru is registered as a RR (Registered Representative) and started their career in finance in 2022. Obiajuru has worked at 7 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Obiajuru Ositadinma Ikoro's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2022 - Present
OSAIC WEALTH, INC.
Office #1: 18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255October 3, 2022 - June 14, 2024
SECURITIES AMERICA, INC.
October 3, 2022 - August 23, 2024
TRIAD ADVISORS LLC
September 30, 2022 - September 1, 2023
OSAIC SERVICES, INC.
September 30, 2022 - November 3, 2023
FSC SECURITIES CORPORATION
September 30, 2022 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
March 16, 2022 - June 28, 2022
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2022)
Exams
Series 7TO
Date: 3/16/2022
General Securities Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
