Charles J. Pippin

HIGHGATE FINANCIAL PARTNERS

Westlake Village, CA 91361

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CRD#: 7482530

Professional summary

Charles Jefferson Pippin is a registered financial advisor currently at HIGHGATE FINANCIAL PARTNERS located in Westlake Village, California.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Charles has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Jefferson Pippin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2022 - Present

HIGHGATE FINANCIAL PARTNERS

Office #1: 32107 Lindero Canyon Road Suite 225, Westlake Village, CA 91361

RIA

CRD#: 317963

Westlake Village, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/26/2022)

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Exams

State Security Law Exam

IAR

Series 65

Date: 11/22/2021

Uniform Investment Adviser Law Examination

Current Firm

HIGHGATE FINANCIAL PARTNERS

HIGHGATE FINANCIAL PARTNERS | HIGHGATE FINANCIAL PARTNERS LLC

CRD#: 317963 / SEC#:

California

Registered Investment Advisory firm - (1/26/2022 Approved)

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Contact information

Main Address

32107 Lindero Canyon Road Suite 225, Westlake Village, CA 91361

Mailing Address

Phone number

(818) 699-6277

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 11,860,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles J. Pippin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Jefferson Pippin's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHGATE FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/22/2021

Current Firm

HIGHGATE FINANCIAL PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HIGHGATE FINANCIAL PARTNERS

TRUST BUT VERIFY

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