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CG

Christian Gundlach

KEEFE, BRUYETTE & WOODS
New York, NY 10019
Some features on this profile are disabled
CRD#: 7482424
CG

Professional summary

Christian Gundlach is a registered financial professional currently at KEEFE, BRUYETTE & WOODS, INC. located in New York, New York.

Christian is registered as a RR (Registered Representative) and started their career in finance in 2022. Christian has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christian Gundlach's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 10, 2026 - Present

KEEFE, BRUYETTE & WOODS, INC.

Office #1: 787 7th Avenue, New York, NY 10019
BD
CRD#: 481
New York, NY
Past

April 11, 2022 - July 6, 2023

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/4/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/11/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/11/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

KEEFE, BRUYETTE & WOODS, INC.
KEEFE, BRUYETTE & WOODS, INC.
KEEFE, BRUYETTE & WOODS, INC.

CRD#: 481 / SEC#: , 8-10888

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
787 7th Avenue, New York, NY 10019
Mailing Address
787 7th Avenue 4th Floor, New York, NY 10019
Phone number
(212) 887-7777
Established
New York since 06/11/1962
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KBW, LLCLIMITED LIABILITTY CORPORATION
ANDERSON, SCOTT RANDALLDIRECTOR2154345
BERRY, JOSEPH SCOTTDIRECTOR2868513
DAVIS, ERICKSON PDIRECTOR4974063
FISHER, MARKGENERAL COUNSEL4970942
GRANT, ROBERT JDIRECTOR4861012
JOHNSTONE, MARYCHIEF COMPLIANCE OFFICER1170408
KELLEY, MATTHEWDIRECTOR5330646
MELINGER, ADAM SCOTTROSFP2373020
MICHAUD, THOMAS BEAULIEUCHIEF EXECUTIVE OFFICER, CHAIRMAN AND PRESIDENT1672278
SMITH, RICHARD WILLIAMPRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER1333488
WIRTH, PETER JOHNDIRECTOR1623159

Disclosures

Regulatory Event17
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KEEFE, BRUYETTE & WOODS, INC.

KEEFE, BRUYETTE & WOODS, INC.

CRD#: 481New York, NY 10019

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