ST
Stephen A. Truesdale
NORTH SOUTH CAPITAL
New Lenox, IL 60451
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CRD#: 7481478
ST
Professional summary
Stephen Adam Truesdale is a registered financial advisor currently at NORTH SOUTH CAPITAL, LLC located in New Lenox, Illinois.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Stephen has worked at 1 firm and has passed the Series 66, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I own a 2 unit duplex investment property that produces rental income under my own personal name in Cedar Lake, IN. that I manage myself. I am the owner of an LLC (Trugan), but reports no income and will be dissolved by next year as I originally thought I needed it for the rental. Fundamental Financial Group LLC. 321 West Maple St. Suite 100. New Lenox, IL. 60451. Fixed Insurance products for clients per their request.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Adam Truesdale's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Stephen Adam Truesdale's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2022 - Present
NORTH SOUTH CAPITAL, LLC
Office #1: 321 West Maple Street Suite 100, New Lenox, IL 60451Office #2: 321 West Maple Street Suite 100, New Lenox, IL 60451-4409RIA
BD
CRD#: 148158
New Lenox, IL
Current
January 7, 2022 - Present
NORTH SOUTH CAPITAL, LLC
Office #1: 321 West Maple Street Suite 100, New Lenox, IL 60451Office #2: 321 West Maple Street Suite 100, New Lenox, IL 60451-4409RIA
BD
CRD#: 148158
New Lenox, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(1/28/2022)
IAR
Illinois(1/28/2022)
RR
Indiana(1/28/2022)
IAR
Indiana(1/28/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 8/26/2024
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/7/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NORTH SOUTH CAPITAL, LLC
NORTH SOUTH CAPITAL, LLC
CRD#: 148158 / SEC#: , 8-67979
Illinois
Registered Investment Advisory firm - SEC (2/13/2009 Approved)Indiana
Registered Investment Advisory firm - SEC (8/18/2009 Approved)Texas
Registered Investment Advisory firm - SEC (8/7/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
321 West Maple Street Suite 100, New Lenox, IL 60451-4409
Mailing Address
321 West Maple Street Suite 201, New Lenox, IL 60451
Phone number
(312) 445-5400
Established
Illinois since 06/20/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
8
FINRA licenses (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 136 |
| AUM (Assets Under Management) | $ 25,887,891 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
