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KF

Katie Floyd

SJS INVESTMENT SERVICES
Sylvania, OH 43560
Some features on this profile are disabled
CRD#: 7481197
KF

Professional summary

Katie Floyd, who also goes by Katie Marie Everhardt, is a registered financial advisor currently at SJS INVESTMENT SERVICES located in Sylvania, Ohio.

Katie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Katie has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Katie Marie Everhardt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katie Floyd's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 25, 2022 - Present

SJS INVESTMENT SERVICES

Office #1: 6711 Monroe St. Building Iv, Suite A, Sylvania, OH 43560
RIA
CRD#: 107219
Sylvania, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SJS INVESTMENT SERVICES
SJS INVESTMENT CONSULTING INC | SJS INVESTMENT SERVICES

CRD#: 107219 / SEC#: 801-49585

RIA
Registered Investment Advisory firm - (7/3/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(1/25/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/18/2022
Uniform Investment Adviser Law Examination

Current Firm

SI
SJS INVESTMENT SERVICES
SJS INVESTMENT CONSULTING INC | SJS INVESTMENT SERVICES

CRD#: 107219 / SEC#: 801-49585

RIA
Registered Investment Advisory firm - (7/3/1995 Approved)
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Contact information

Main Address
6711 Monroe St. Building Iv, Suite A, Sylvania, OH 43560
Mailing Address
Phone number
(419) 885-2626
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AS OF MARCH 2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts2,873
AUM (Assets Under Management)$ 2,526,310,808

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
03/13/2025
Cover Page
Report
01/25/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SJS INVESTMENT SERVICES

CRD#: 107219Sylvania, OH 43560

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