Katie Floyd
Professional Summary
Katie Floyd, who also goes by Katie Marie Everhardt, is a registered financial advisor currently at SJS INVESTMENT SERVICES located in Sylvania, Ohio. Katie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Katie has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Katie Floyd, Katie Marie Everhardt
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
MORTON WEALTH
DOUGHERTY INVESTMENT ADVISORS
CORNERSTONE WEALTH MANAGEMENT, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
MORTON WEALTH
DOUGHERTY INVESTMENT ADVISORS
CORNERSTONE WEALTH MANAGEMENT, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
MORTON WEALTH
DOUGHERTY INVESTMENT ADVISORS
CORNERSTONE WEALTH MANAGEMENT, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
MORTON WEALTH
DOUGHERTY INVESTMENT ADVISORS
CORNERSTONE WEALTH MANAGEMENT, LLC
Years of Experience
4 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
MORTON WEALTH
DOUGHERTY INVESTMENT ADVISORS
CORNERSTONE WEALTH MANAGEMENT, LLC
Current Firm
SJS INVESTMENT CONSULTING INC | SJS INVESTMENT SERVICES
Contact Information
Main Address
6711 Monroe St. Building Iv, Suite A, Sylvania, OH 43560Phone Number
(419) 885-2626# of Employees
26SEC notice filing (20 States and Territories)
Registered to provide investment advisory services in 20 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,006AUM (Assets Under Management)
$2,937,122,207Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/21/2026 | Cover Page | Report |
| 03/13/2025 | Cover Page | Report |
| 01/25/2024 | Cover Page | Report |
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
MORTON WEALTH
DOUGHERTY INVESTMENT ADVISORS
CORNERSTONE WEALTH MANAGEMENT, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
MORTON WEALTH
DOUGHERTY INVESTMENT ADVISORS
CORNERSTONE WEALTH MANAGEMENT, LLC
Primary Firm SEC Registration
SJS INVESTMENT CONSULTING INC | SJS INVESTMENT SERVICES
State Registrations and Notice Filings
(1/25/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
MORTON WEALTH
DOUGHERTY INVESTMENT ADVISORS
CORNERSTONE WEALTH MANAGEMENT, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Katie Floyd's CRS (Customer Relationship Summary).
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
MORTON WEALTH
DOUGHERTY INVESTMENT ADVISORS
CORNERSTONE WEALTH MANAGEMENT, LLC