CW
Connie L. Wiltfong
CAPSTONE INVESTMENT MANAGEMENT LLC
Ormond Beach, FL 32174
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CRD#: 7481191
CW
Professional summary
Connie Louise Wiltfong is a registered financial advisor currently at CAPSTONE INVESTMENT MANAGEMENT LLC located in Ormond Beach, Florida.
Connie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Connie has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Capstone Planning, LLC; 31Lupi Ct., Ste 120, Palm Coast, FL 32137; Insurance Business; Owner/Agent; Agent; 4/12/2010; 20 hours per month; 2.) Capstone LLC; 18 Market Ave., Palm Coast, FL 32164; Business Holding Company; Owner; 9/30/2019; 0 hours per month
CRS (Client Relationship Summary) - RIA
Click below to view Connie Louise Wiltfong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2022 - Present
CAPSTONE INVESTMENT MANAGEMENT LLC
Office #1: 570 Memorial Circlee Suite 325, Ormond Beach, FL 32174RIA
CRD#: 281042
Ormond Beach, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/23/2022)
Exams
Current Firm
CI
CAPSTONE INVESTMENT MANAGEMENT LLC
CAPSTONE INVESTMENT MANAGEMENT LLC | CAPSTONE PLANNING INVESTMENTS LLC
CRD#: 281042 / SEC#:
Florida
Registered Investment Advisory firm - (9/10/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18 Market Ave. Suite 100, Palm Coast, FL 32164
Mailing Address
Phone number
(386) 202-4498
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 430 |
| AUM (Assets Under Management) | $ 61,808,060 |
Red Flags
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Company Information
CAPSTONE INVESTMENT MANAGEMENT LLC
CRD#: 281042Ormond Beach, FL 32174TRUST BUT VERIFY
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