Tyler J. Boccia

PALM WEALTH PARTNERS

Boca Raton, FL 33433

Some features on this profile are disabled

CRD#: 7480841

Professional summary

Tyler James Boccia, who also goes by Tyler Boccia, is a registered financial advisor currently at PALM WEALTH PARTNERS located in Boca Raton, Florida.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Tyler has worked at 3 firms and has passed the Series 65, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyler Boccia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE SALES; INVESTMENT-RELATED; BOCA RATON, FL; AGENT; SEPARATELY LICENSED AS AN INDEPENDENT INSURANCE AGENT. START DATE: 04/2023. APPROXIMATELY 5 HOURS/MONTH DEVOTED TO THIS ACTIVITY WITH ALL HOURS OUTSIDE OF SECURITIES TRADING HOURS; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 5%; INSURANCE SALES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler James Boccia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2024 - Present

PALM WEALTH PARTNERS

Office #1: 7100 W Camino Real Ste 302-1/44, Boca Raton, FL 33433

RIA

CRD#: 323361

Boca Raton, FL

Past

November 21, 2022 - June 28, 2024

EATON FINANCIAL GROUP

RIA

CRD#: 316323

CORAL SPRINGS, FL

Past

May 4, 2022 - November 7, 2022

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BOCA RATON, FL

Past

January 7, 2022 - November 7, 2022

EQUITABLE ADVISORS, LLC

CRD#: 6627

BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALM WEALTH PARTNERS

INVESTMENT ADVISORY SERVICES GROUP LLC | PALM WEALTH PARTNERS

CRD#: 323361 / SEC#: 801-131285

RIA

Registered Investment Advisory firm - (10/17/2024 Approved)

Florida

Registered Investment Advisory firm - (10/18/2024 Terminated)

Texas

Registered Investment Advisory firm - (10/18/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/7/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/22/2022

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 1/7/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 6/2/2021

Securities Industry Essentials Examination

Current Firm

PALM WEALTH PARTNERS

INVESTMENT ADVISORY SERVICES GROUP LLC | PALM WEALTH PARTNERS

CRD#: 323361 / SEC#: 801-131285

RIA

Registered Investment Advisory firm - (10/17/2024 Approved)

Florida

Registered Investment Advisory firm - (10/18/2024 Terminated)

Texas

Registered Investment Advisory firm - (10/18/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7100 W Camino Real Ste 302-1/44, Boca Raton, FL 33433

Mailing Address

Phone number

(954) 632-2555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PALM WEALTH PARTNERS ADV PART 2 BROCHURE (5/14/2025)

Regulatory assets under management

Total Number of Accounts	1,066
AUM (Assets Under Management)	$ 132,073,268

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Charles Fischer

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Boca Raton, FL

John Fricker

EQUITABLE ADVISORS, LLC

IAR

Ft. Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Tyler J. Boccia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler James Boccia's CRS (Customer Relationship Summary).

Certified licenses

Experience

EATON FINANCIAL GROUP

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

PALM WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/7/2021

Series 7TO

Date: 4/22/2022

Series 6TO

Date: 1/7/2022

SIE

Date: 6/2/2021

Current Firm

PALM WEALTH PARTNERS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALM WEALTH PARTNERS

TRUST BUT VERIFY

Similar Advisors