Nicholas A. Fazio
Professional summary
Nicholas Antonio Fazio, who also goes by Nico Fazio, is a registered financial professional currently at XTX EXECUTION SERVICES LLC located in New York, New York and XTX MARKETS LLC located in New York, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2022. Nicholas has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Antonio Fazio's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2024 - Present
XTX EXECUTION SERVICES LLC
Office #1: 50 Hudson Yards 64th Floor, New York, NY 10001January 31, 2024 - Present
XTX MARKETS LLC
Office #1: 50 Hudson Yards 64th Floor, New York, NY 10001Office #2: 50 Hudson Yards 64th Floor, New York, NY 10001January 31, 2022 - January 29, 2024
NASDAQ EXECUTION SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/18/2024)
(5/18/2024)
Exams
Series 7TO
Date: 1/8/2022
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
XTX MARKETS LLC
CRD#: 289846 / SEC#: , 8-70009
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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