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Vikramdep S. Randhawa

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CRD#: 7480552
VR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Vikramdep S Randhawa, who also goes by VIkramdeep S Randhawa, was a registered financial professional .

Vikramdep is a previously registered financial professional and started their career in finance in 2022. Vikramdep had worked at 1 firm and has passed the Series 65, Series 66 and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Vikramdeep S Randhawa

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-Licensed to sell insurance. Insurance broker/dealer. -mortgage broker Owner; Liberty tax services; investment related: No; 35111 Newark Blvd, Ste F Newark California 94560 United States; Duties: Managing day to day operations and guiding; 2010-08-10; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 100; Percentage of total yearly compensation expected to be derived from the business: 50.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 4, 2022 - July 21, 2023

RAS FINANCIAL ADVISORS

RIA
CRD#: 318118
NEWARK, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 1/28/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/11/2021
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


RF
RAS FINANCIAL ADVISORS
RAS FINANCIAL ADVISORS

CRD#: 318118 / SEC#:

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Contact information


Main Address
Newark, CA
Mailing Address
Phone number
(510) 258-4495
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RAS FINANCIAL ADVISORS

CRD#: 318118

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