Abigail N. Williams

STONE OAK WEALTH MANAGEMENT

San Antonio, TX 78259

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CRD#: 7479665

Professional summary

Abigail Nicole Williams, who also goes by Abby Nicole Pauly, Abigail Nicole Pauly, is a registered financial advisor currently at STONE OAK WEALTH MANAGEMENT, LLC located in San Antonio, Texas.

Abigail is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Abigail has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Abby Nicole Pauly | Abigail Nicole Pauly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the business: MONAT, Is this investment-related: No, Address of the business: 10000 Northwest 15th Terrace, Doral, FL 33172, Nature of the business:Haircare, skincare & makeup products to consumers, My position/title/relationship with the business:Independent Market Partner, Start date: September 14th, 2023, Approximate number of hours per month devoted to other business:~5 - 20 hours, Approximate number of hours per month devoted to other business during trading hours:~0 - 5 hours, Brief description of duties related to other business:Promote and offer/arrange for the sale of MONAT haircare, skincare & makeup products to consumers primarily through social media and text/voice message communication methods.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Abigail Nicole Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2023 - Present

STONE OAK WEALTH MANAGEMENT, LLC

Office #1: 19026 Ridgewood Parkway Suite 134, San Antonio, TX 78259

RIA

CRD#: 288217

San Antonio, TX

Past

April 6, 2022 - December 2, 2022

CAPTRUST

RIA

CRD#: 175112

San Antonio, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONE OAK WEALTH MANAGEMENT, LLC

STONE OAK WEALTH MANAGEMENT | STONE OAK WEALTH MANAGEMENT, LLC

CRD#: 288217 / SEC#: 801-118782

RIA

Registered Investment Advisory firm - (5/26/2020 Approved)

Texas

Registered Investment Advisory firm - (7/13/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/6/2022

Uniform Investment Adviser Law Examination

Current Firm

STONE OAK WEALTH MANAGEMENT, LLC

STONE OAK WEALTH MANAGEMENT | STONE OAK WEALTH MANAGEMENT, LLC

CRD#: 288217 / SEC#: 801-118782

RIA

Registered Investment Advisory firm - (5/26/2020 Approved)

Texas

Registered Investment Advisory firm - (7/13/2020 Terminated)

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Contact information

Main Address

19026 Ridgewood Parkway Suite 134, San Antonio, TX 78259

Mailing Address

Phone number

(210) 339-2707

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STONE OAK WEALTH MANAGEMENT ADV 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	943
AUM (Assets Under Management)	$ 338,591,040

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Abigail N. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Abigail Nicole Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONE OAK WEALTH MANAGEMENT, LLC

CAPTRUST

Primary Firm SEC Registration

STONE OAK WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/6/2022

Current Firm

STONE OAK WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONE OAK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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