ER
Ezequiel N. Roson
EPIC ADVISORY SERVICES CORP
Buenos Aires,
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CRD#: 7479509
ER
Professional summary
Ezequiel Nicolas Roson is a registered financial advisor currently at EPIC ADVISORY SERVICES CORP and EPIC CAPITAL SECURITIES located in Boca Raton, Florida.
Ezequiel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Ezequiel has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Assistant at Capital Markets Argentina SA, an affiliated broker dealer operating in Argentina. Location: Esmeralda 130 piso 9, Buenos Aires, Argentina. Start date: 3/2006. Duties: Assist in the opening of accounts, creation of reports and other clerical functions. Time devoted: 80 hours/month during market hours. 2) Investment Consultant at Epic Advisory Services, an affiliated advisory firm operating in Florida, USA. Location: 1951 NW 19th Street, Suite 203, Boca Raton, FL 33431. Original start date: 12/2021. Duties: Provide advisory services to foreign clients only (since 7/2022). Time devoted: 20 hours/month during market hours. 3) Advisor at Asset Managers Agente de Valores. Location: Ruta 8km 17,500 Edificio Arroba 1, oficina 203, Zonamerica, Montevideo, Uruguay. Start date: 5/2023. Duties: Provide investment advice to local clients. Time devoted 80 hours during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Ezequiel Nicolas Roson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2023 - Present
EPIC ADVISORY SERVICES CORP
RIA
CRD#: 176526
Buenos Aires,
Current
June 27, 2022 - Present
EPIC CAPITAL SECURITIES
Office #1: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431BD
CRD#: 166756
Boca Raton, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EPIC ADVISORY SERVICES CORP
EPIC ADVISORY SERVICES CORP
CRD#: 176526 / SEC#: 801-129637
RIA
Registered Investment Advisory firm - (3/8/2024 Approved)Florida
Registered Investment Advisory firm - (4/5/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/12/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/27/2022)
IAR
Florida(11/15/2023)
RR
Wyoming(10/23/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/24/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EPIC ADVISORY SERVICES CORP
EPIC ADVISORY SERVICES CORP
CRD#: 176526 / SEC#: 801-129637
RIA
Registered Investment Advisory firm - (3/8/2024 Approved)Florida
Registered Investment Advisory firm - (4/5/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/12/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1951 Nw 19th Street Suite 203, Boca Raton, FL 33431
Mailing Address
Phone number
(561) 829-2173
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 177 |
| AUM (Assets Under Management) | $ 121,138,246 |
Red Flags
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