KB
Kacy L. Brannum
FEFA FINANCIAL
Saint Louis, MO 63088
Some features on this profile are disabled
CRD#: 7478988
KB
Professional summary
Kacy Lee Brannum is a registered financial advisor currently at FEFA FINANCIAL located in Saint Louis, Missouri.
Kacy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Kacy has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) FEFA ADVISORS LLC (PREVIOUSLY EV FEDERAL, LLC); YES INVESTMENT RELATED; 530 VANCE ROAD, ST LOUIS, MO 63088; INSURANCE SALES; INDEPENDENT CONTRACTOR; START DATE 10/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) SPORTS LEGENDS LLC; YES INVESTMENT RELATED; 4333 TELEGRAPH ROAD, SAINT LOUIS, MO 63129; RESTUARTANT; BARTENDER/SERVER; START DATE 10/2016; APPROX 10-30 HRS/MONTH; APPROX 00 HRS/MONTH DURING TRADING; BAR AND GRILL.
CRS (Client Relationship Summary) - RIA
Click below to view Kacy Lee Brannum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2023 - Present
FEFA FINANCIAL
Office #1: 530 Vance Road, Saint Louis, MO 63088RIA
CRD#: 324833
Saint Louis, MO
Past
January 3, 2022 - February 19, 2024
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Saint Louis, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FEFA FINANCIAL
FEFA ASSET MANAGEMENT LLC D/B/A FEFA FINANCIAL LLC | VCI WEALTH MANAGEMENT LLC | FEFA FINANCIAL LLC | FEFA FINANCIAL
CRD#: 324833 / SEC#: 801-127960
RIA
Registered Investment Advisory firm - (5/11/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(6/1/2023)
IAR
Texas(5/31/2023)
Current Firm
FF
FEFA FINANCIAL
FEFA ASSET MANAGEMENT LLC D/B/A FEFA FINANCIAL LLC | VCI WEALTH MANAGEMENT LLC | FEFA FINANCIAL LLC | FEFA FINANCIAL
CRD#: 324833 / SEC#: 801-127960
RIA
Registered Investment Advisory firm - (5/11/2023 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
530 Vance Road, Saint Louis, MO 63088
Mailing Address
Phone number
(314) 530-0500
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,203 |
| AUM (Assets Under Management) | $ 294,753,665 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FEFA FINANCIAL
CRD#: 324833Saint Louis, MO 63088TRUST BUT VERIFY
Monitor Kacy Brannum
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
