CC
Carlos E. Castellanos
DALMORE GROUP LLC
Fort Lauderdale, FL 33394
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CRD#: 7478637
CC
Professional summary
Carlos Enrique Castellanos is a registered financial professional currently at DALMORE GROUP LLC located in Fort Lauderdale, Florida.
Carlos is registered as a RR (Registered Representative) and started their career in finance in 2022. Carlos has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Carlos Enrique Castellanos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2023 - Present
DALMORE GROUP LLC
Office #1: 500 E Broward Blvd, Suite 1600, Fort Lauderdale, FL 33394BD
CRD#: 136352
Fort Lauderdale, FL
Past
May 26, 2022 - May 22, 2023
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CHARLOTTE, NC
Past
May 26, 2022 - May 22, 2023
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CHARLOTTE, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/26/2023)
RR
Alaska(6/26/2023)
RR
Arizona(6/26/2023)
RR
Arkansas(6/26/2023)
RR
California(6/26/2023)
RR
Colorado(6/26/2023)
RR
Connecticut(6/26/2023)
RR
Delaware(6/26/2023)
RR
District of Columbia(6/26/2023)
RR
Florida(6/26/2023)
RR
Georgia(6/26/2023)
RR
Hawaii(6/26/2023)
RR
Idaho(6/26/2023)
RR
Illinois(6/26/2023)
RR
Indiana(6/26/2023)
RR
Iowa(6/26/2023)
RR
Kansas(6/26/2023)
RR
Kentucky(6/26/2023)
RR
Louisiana(6/26/2023)
RR
Maine(6/26/2023)
RR
Maryland(6/26/2023)
RR
Massachusetts(6/26/2023)
RR
Michigan(6/26/2023)
RR
Minnesota(6/26/2023)
RR
Mississippi(6/26/2023)
RR
Missouri(6/26/2023)
RR
Montana(6/26/2023)
RR
Nebraska(6/26/2023)
RR
Nevada(6/26/2023)
RR
New Hampshire(6/26/2023)
RR
New Jersey(6/26/2023)
RR
New Mexico(6/26/2023)
RR
New York(6/26/2023)
RR
North Carolina(6/26/2023)
RR
North Dakota(6/26/2023)
RR
Ohio(6/29/2023)
RR
Oklahoma(6/26/2023)
RR
Oregon(6/26/2023)
RR
Pennsylvania(6/26/2023)
RR
Puerto Rico(6/26/2023)
RR
Rhode Island(6/26/2023)
RR
South Carolina(6/26/2023)
RR
South Dakota(6/26/2023)
RR
Tennessee(6/26/2023)
RR
Texas(6/26/2023)
RR
Utah(6/26/2023)
RR
Vermont(6/26/2023)
RR
Virginia(6/26/2023)
RR
Washington(6/26/2023)
RR
West Virginia(6/26/2023)
RR
Wisconsin(6/26/2023)
RR
Wyoming(6/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/26/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DG
DALMORE GROUP LLC
DALMORE GROUP LLC
CRD#: 136352 / SEC#: , 8-67002
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information
Main Address
525 Green Place, Woodmere, NY 11598
Mailing Address
525 Green Place, Woodmere, NY 11598
Phone number
(917) 887-1948
Established
New York since 04/07/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DALMORE GROUP LLC
CRD#: 136352Fort Lauderdale, FL 33394TRUST BUT VERIFY
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