Jared R. Nelson
Professional summary
Jared Russell Nelson is a registered financial advisor currently at FIRST TRUST ADVISORS LP located in Franklin, Tennessee and FIRST TRUST PORTFOLIOS L.P. located in Franklin, Tennessee.
Jared is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Jared has worked at 3 firms and has passed the Series 66, Series 82TO, Series 22TO, Series 6TO, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jared Russell Nelson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2024 - Present
FIRST TRUST ADVISORS LP
Office #1: 5000 Meridian Blvd Suite 500, Franklin, TN 37067March 26, 2024 - Present
FIRST TRUST PORTFOLIOS L.P.
Office #1: 5000 Meridian Blvd Suite 500, Franklin, TN 37067December 20, 2022 - October 11, 2023
RBC CAPITAL MARKETS, LLC
May 26, 2022 - August 31, 2022
RBC CAPITAL MARKETS, LLC
Primary Firm SEC Registration
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/26/2024)
(3/26/2024)
(3/27/2024)
(3/27/2024)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 5/26/2022
General Securities Representative ExaminationFINRA
Current Firm
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,033 |
| AUM (Assets Under Management) | $ 256,328,000,000 |
Red Flags
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