Rolan J. Terrazas
Professional summary
Rolan James Terrazas is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Long Beach, California.
Rolan is registered as a RR (Registered Representative) and started their career in finance in 2022. Rolan has worked at 2 firms and has passed the Series 63, Series 99TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rolan James Terrazas's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2022 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 111 West Ocean Boulevard Suite 1110, Long Beach, CA 90802October 31, 2022 - November 15, 2022
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/22/2022)
Exams
Series 99TO
Date: 5/20/2025
Operations Professional ExaminationSeries 6TO
Date: 10/29/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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