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MM

Manuel Melendez Vazquez

VAUBAN WEALTH MANAGEMENT
GUAYNABO, PR 00969
Some features on this profile are disabled
CRD#: 7478041
MM

Professional summary

Manuel Melendez Vazquez, who also goes by Manuel Ernesto Melendez Vazquez, is a registered financial advisor currently at VAUBAN WEALTH MANAGEMENT located in Guaynabo, .

Manuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Manuel has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Manuel Ernesto Melendez Vazquez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manuel Melendez Vazquez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 12, 2025 - Present

VAUBAN WEALTH MANAGEMENT

Office #1: Lot K-2 Marginal Street Suite 201 Oasis Gardens Development, Guaynabo, PR 00969
RIA
CRD#: 305222
GUAYNABO, PR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VAUBAN WEALTH MANAGEMENT
VAUBAN WEALTH MANAGEMENT

CRD#: 305222 / SEC#: 801-117622

RIA
Registered Investment Advisory firm - (11/8/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Puerto Rico
(12/12/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/2/2025
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/30/2024
Securities Industry Essentials Examination

Current Firm

VW
VAUBAN WEALTH MANAGEMENT
VAUBAN WEALTH MANAGEMENT

CRD#: 305222 / SEC#: 801-117622

RIA
Registered Investment Advisory firm - (11/8/2019 Approved)
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Contact information

Main Address
Lot K-2 Marginal Street Suite 201 Oasis Gardens Development, Guaynabo, PR 00969
Mailing Address
Phone number
1-787-425-0035/0036
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MARCH 2021 BROCHURE (3/30/2025)
BROCHURE MARCH 2022 (3/30/2025)
BROCHURE MARCH 2025 (3/30/2025)
BROCHURE MARCH 2024 (3/30/2025)
BROCHURE MARCH 2023 (3/30/2025)

Regulatory assets under management

Total Number of Accounts50
AUM (Assets Under Management)$ 148,656,126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VAUBAN WEALTH MANAGEMENT

CRD#: 305222Guaynabo, PR 00969

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