Jaycee D. Carroll
Professional summary
Jaycee Don Carroll, who also goes by Jaycee Carroll, is a registered financial advisor currently at THREE SEASONS WEALTH located in Salt Lake City, Utah.
Jaycee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jaycee has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jaycee Don Carroll's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2023 - Present
THREE SEASONS WEALTH
Office #1: 111 East Broadway Ste 1250, Salt Lake City, UT 84111August 26, 2022 - July 25, 2023
WELLS FARGO CLEARING SERVICES, LLC
April 21, 2022 - July 25, 2023
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
THREE SEASONS WEALTH
CRD#: 326517 / SEC#: 801-127982
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/10/2023)
Exams
Series 7TO
Date: 4/21/2022
General Securities Representative ExaminationCurrent Firm
THREE SEASONS WEALTH
CRD#: 326517 / SEC#: 801-127982
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 770 |
| AUM (Assets Under Management) | $ 361,708,421 |
Red Flags
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Company Information
THREE SEASONS WEALTH
CRD#: 326517Salt Lake City, UT 84111TRUST BUT VERIFY
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