Dennis C. Carter

SEVEN SPRINGS WEALTH GROUP

Brentwood, TN 37027-4536

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CRD#: 7477091

Professional summary

Dennis Charles Carter II, who also goes by Dennis Charles Carter, is a registered financial advisor currently at SEVEN SPRINGS WEALTH GROUP located in Brentwood, Tennessee.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Dennis has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dennis Charles Carter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Charles Carter II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2023 - Present

SEVEN SPRINGS WEALTH GROUP

Office #1: 340 Seven Springs Way Suite 710, Brentwood, TN 37027-4536

RIA

CRD#: 127411

Brentwood, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEVEN SPRINGS WEALTH GROUP

SAILER FINANCIAL, INC. | SEVEN SPRINGS WEALTH GROUP, LLC | SEVEN SPRINGS WEALTH GROUP | SAILER FINANCIAL, LLC

CRD#: 127411 / SEC#: 801-64641

RIA

Registered Investment Advisory firm - (9/2/2005 Approved)

Tennessee

Registered Investment Advisory firm - (12/21/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(3/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

SEVEN SPRINGS WEALTH GROUP

SAILER FINANCIAL, INC. | SEVEN SPRINGS WEALTH GROUP, LLC | SEVEN SPRINGS WEALTH GROUP | SAILER FINANCIAL, LLC

CRD#: 127411 / SEC#: 801-64641

RIA

Registered Investment Advisory firm - (9/2/2005 Approved)

Tennessee

Registered Investment Advisory firm - (12/21/2005 Terminated)

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Contact information

Main Address

340 Seven Springs Way Suite 710, Brentwood, TN 37027-4536

Mailing Address

Phone number

(615) 370-1253

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (7/31/2025)

Regulatory assets under management

Total Number of Accounts	1,534
AUM (Assets Under Management)	$ 1,206,364,435

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennis C. Carter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Charles Carter II's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEVEN SPRINGS WEALTH GROUP

Primary Firm SEC Registration

SEVEN SPRINGS WEALTH GROUP

State Registrations and Notice Filings

Exams

Current Firm

SEVEN SPRINGS WEALTH GROUP

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEVEN SPRINGS WEALTH GROUP

TRUST BUT VERIFY

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