JM
Julio C. Marrero
RUBICON ADVISORS
Redding, CA 96002
Some features on this profile are disabled
CRD#: 7476968
JM
Professional summary
Julio Christian Marrero, who also goes by Jc Marrero, Julio Marrero, is a registered financial advisor currently at RUBICON ADVISORS located in Redding, California and LPL FINANCIAL LLC located in Redding, California.
Julio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Julio has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jc Marrero | Julio Marrero
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 07/11/2025 - Veritas Financial Solutions - Non-Variable Insurance - investment rltd - At reported Business location(s). - start 07/03/2025 - 8 hr/mnth 0 hr during trading 2- 07/11/2025 - Veritas Financial Solutions - DBA for LPL Business (entity for LPL business) - Investment Rltd - At reported business location(s) - Start date: 07/03/2025 - 160 hr/mnth 40 hr during trading 3- 07/16/2025 - RUBICON ADVISORS - Registered Investment Advisor Hybrid - Investment Rltd - At reported business location(s) - Start date: 06/08/2025 - 160 hr/mnth 40 hr during trading.. I provide investment advisory services through Rubison Advisors, an independent investment advisor firm. I started this business activity in 06/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 08/04/2025 - Veritas Financial Solutions - Encore Estate Planning - Investment Related - Other - Estate Plannning and Scrivener - At reported business location(s) - Start Date:07/17/2025 - 5 Hrs/Mth - 5 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Julio Christian Marrero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2025 - Present
RUBICON ADVISORS
Office #1: 1640 East Cypress Suite A, Redding, CA 96002RIA
CRD#: 174447
Redding, CA
Current
July 11, 2025 - Present
LPL FINANCIAL LLC
Office #1: 1640 E Cypress Avenue, Redding, CA 96002RIA
BD
CRD#: 6413
Redding, CA
Past
May 24, 2023 - June 9, 2025
EDWARD JONES
RIA
CRD#: 250
Redding, CA
Past
April 4, 2023 - June 9, 2025
EDWARD JONES
BD
CRD#: 250
Redding, CA
Past
January 19, 2022 - March 25, 2023
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
REDDING, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RUBICON ADVISORS
RUBICON ADVISORS | RUBICON PARTNERS, INC | RUBICON PARTNERS | RUBICON ADVISORS, INC | RUBICON ADVISORS, GP
CRD#: 174447 / SEC#: 801-109012
RIA
Registered Investment Advisory firm - (1/27/2017 Approved)Arizona
Registered Investment Advisory firm - (2/8/2017 Terminated)California
Registered Investment Advisory firm - (3/10/2017 Terminated)Idaho
Registered Investment Advisory firm - (2/8/2017 Terminated)New York
Registered Investment Advisory firm - (2/8/2017 Terminated)Washington
Registered Investment Advisory firm - (2/8/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(6/8/2025)
RR
California(7/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/24/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/19/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RA
RUBICON ADVISORS
RUBICON ADVISORS | RUBICON PARTNERS, INC | RUBICON PARTNERS | RUBICON ADVISORS, INC | RUBICON ADVISORS, GP
CRD#: 174447 / SEC#: 801-109012
RIA
Registered Investment Advisory firm - (1/27/2017 Approved)Arizona
Registered Investment Advisory firm - (2/8/2017 Terminated)California
Registered Investment Advisory firm - (3/10/2017 Terminated)Idaho
Registered Investment Advisory firm - (2/8/2017 Terminated)New York
Registered Investment Advisory firm - (2/8/2017 Terminated)Washington
Registered Investment Advisory firm - (2/8/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1640 East Cypress Suite A, Redding, CA 96002
Mailing Address
Phone number
(530) 223-5357
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,015 |
| AUM (Assets Under Management) | $ 340,182,241 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RUBICON ADVISORS
CRD#: 174447Redding, CA 96002TRUST BUT VERIFY
Monitor Julio Marrero
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
