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JT

Joann E. Trevino

IRON OAK CAPITAL MANAGEMENT
Carlsbad, NM
Some features on this profile are disabled
CRD#: 7476750
JT

Professional summary

Joann E Trevino is a registered financial advisor currently at IRON OAK CAPITAL MANAGEMENT located in Carlsbad, New Mexico.

Joann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Joann has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
* 474532 - Three Vines LLC; Investment related Yes; Albuquerque, New Mexico; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 20; Property Management Southeast New Mexico College; Investment related Yes; 1500 University Drive Carlsbad New Mexico 88220; College Foundation; Temporary Director of Advancement; September 15 2025 was start date; 40 to 60 hours per month; about 20 hours per month during trading hours; tracking donors funds and other recordkeeping

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joann E Trevino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 31, 2025 - Present

IRON OAK CAPITAL MANAGEMENT

RIA
CRD#: 169122
Carlsbad, NM
Past

July 11, 2022 - June 24, 2025

MORGAN STANLEY

RIA
CRD#: 149777
Albuquerque, NM
Past

April 20, 2022 - June 24, 2025

MORGAN STANLEY

BD
CRD#: 149777
Albuquerque, NM

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(10/31/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/8/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/20/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/25/2022
Securities Industry Essentials Examination

Current Firm

IO
IRON OAK CAPITAL MANAGEMENT
IRON OAK CAPITAL MANAGEMENT | IRON OAK CAPITAL MANAGEMENT, LLC

CRD#: 169122 / SEC#:

Texas
Registered Investment Advisory firm - (11/4/2013 Approved)
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Contact information

Main Address
El Paso, TX
Mailing Address
6450 N. Desert Blvd Ste B106 Pmb 283, El Paso, TX 79912
Phone number
(210) 836-9971
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts81
AUM (Assets Under Management)$ 12,788,366

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IRON OAK CAPITAL MANAGEMENT

CRD#: 169122Carlsbad, NM

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