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AW

Autumn M. Wittlieff

HARBORFRONT FINANCIAL GROUP
LUDINGTON, MI 49431
Some features on this profile are disabled
CRD#: 7476234
AW

Professional summary

Autumn Marie Wittlieff, who also goes by Autumn Sorensen, Autumn Wittlieff, is a registered financial advisor currently at HARBORFRONT FINANCIAL GROUP located in Ludington, Michigan and LPL FINANCIAL LLC located in Ludington, Michigan.

Autumn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Autumn has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Autumn Sorensen | Autumn Wittlieff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Autumn Marie Wittlieff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 2, 2024 - Present

HARBORFRONT FINANCIAL GROUP

Office #1: 401 W Ludington Ave Ste 103, Ludington, MI 49431
RIA
CRD#: 331763
LUDINGTON, MI
Current

September 10, 2022 - Present

LPL FINANCIAL LLC

Office #1: 401 W Ludington Ave Ste 103, Ludington, MI 49431-2129
RIA
BD
CRD#: 6413
Ludington, MI
Past

May 30, 2023 - February 13, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HARBORFRONT FINANCIAL GROUP
CUSTER FINANCIAL ADVISORS | HARBORFRONT FINANCIAL LLC | HARBORFRONT FINANCIAL GROUP

CRD#: 331763 / SEC#: 801-131145

RIA
Registered Investment Advisory firm - (9/19/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/29/2024)
RR
Michigan
(11/21/2022)
IAR
Michigan
(10/2/2024)
IAR
Texas
(10/2/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/27/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/21/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/9/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/13/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

HF
HARBORFRONT FINANCIAL GROUP
CUSTER FINANCIAL ADVISORS | HARBORFRONT FINANCIAL LLC | HARBORFRONT FINANCIAL GROUP

CRD#: 331763 / SEC#: 801-131145

RIA
Registered Investment Advisory firm - (9/19/2024 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
401 W Ludington Ave Ste 103, Ludington, MI 49431
Mailing Address
Phone number
(231) 843-1516
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/6/2025)

Regulatory assets under management

Total Number of Accounts540
AUM (Assets Under Management)$ 104,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARBORFRONT FINANCIAL GROUP

CRD#: 331763Ludington, MI 49431

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