AW
Autumn M. Wittlieff
HARBORFRONT FINANCIAL GROUP
LUDINGTON, MI 49431
Some features on this profile are disabled
CRD#: 7476234
AW
Professional summary
Autumn Marie Wittlieff, who also goes by Autumn Sorensen, Autumn Wittlieff, is a registered financial advisor currently at HARBORFRONT FINANCIAL GROUP located in Ludington, Michigan and LPL FINANCIAL LLC located in Ludington, Michigan.
Autumn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Autumn has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Autumn Sorensen | Autumn Wittlieff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 8/2022 - DBA for LPL Business (entity for LPL business) - Shoreline Financial Solutions - Investment Related - Ludington, MI 49431 2) 8/2022 - DBA for LPL Business (entity for LPL business) - Custer Financial Advisors - Investment Related - Ludington, MI 49431 3) 08/31/2022 - Notary - AUTUMN WITTLIEFF - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 4) 08/31/2022 - Harborfront Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 5) 08/31/2022 - Focus Financial Retirement Specialists - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 6) 06/06/2025 - AUTUMN WITTLIEFF - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:06/11/2025 - 2 Hrs/Mth - 2 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Autumn Marie Wittlieff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2024 - Present
HARBORFRONT FINANCIAL GROUP
Office #1: 401 W Ludington Ave Ste 103, Ludington, MI 49431RIA
CRD#: 331763
LUDINGTON, MI
Current
September 10, 2022 - Present
LPL FINANCIAL LLC
Office #1: 401 W Ludington Ave Ste 103, Ludington, MI 49431-2129RIA
BD
CRD#: 6413
Ludington, MI
Past
May 30, 2023 - February 13, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HARBORFRONT FINANCIAL GROUP
CUSTER FINANCIAL ADVISORS | HARBORFRONT FINANCIAL LLC | HARBORFRONT FINANCIAL GROUP
CRD#: 331763 / SEC#: 801-131145
RIA
Registered Investment Advisory firm - (9/19/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/29/2024)
RR
Michigan(11/21/2022)
IAR
Michigan(10/2/2024)
IAR
Texas(10/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/9/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HF
HARBORFRONT FINANCIAL GROUP
CUSTER FINANCIAL ADVISORS | HARBORFRONT FINANCIAL LLC | HARBORFRONT FINANCIAL GROUP
CRD#: 331763 / SEC#: 801-131145
RIA
Registered Investment Advisory firm - (9/19/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
401 W Ludington Ave Ste 103, Ludington, MI 49431
Mailing Address
Phone number
(231) 843-1516
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 540 |
| AUM (Assets Under Management) | $ 104,200,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
