Justin Tak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Tak, who also goes by Justin Jinhyun Tak, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2022. Justin had worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2025 - August 5, 2026
ALLY INVEST ADVISORS
October 9, 2025 - August 5, 2026
ALLY INVEST SECURITIES LLC
May 7, 2024 - April 4, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 7, 2024 - April 4, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 19, 2023 - October 11, 2023
EQUITABLE ADVISORS, LLC
April 18, 2022 - October 11, 2023
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
ALLY INVEST ADVISORS
CRD#: 170301 / SEC#: 801-79305
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/16/2022
General Securities Representative ExaminationCurrent Firm
ALLY INVEST ADVISORS
CRD#: 170301 / SEC#: 801-79305
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 79,536 |
| AUM (Assets Under Management) | $ 1,726,325,664 |
Red Flags
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