JT
Justin J. Tak
ALLY INVEST ADVISORS
Lewisville, TX 75067
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CRD#: 7476222
JT
Professional summary
Justin Jinhyun Tak, who also goes by Justin Jinhyun Tak, is a registered financial advisor currently at ALLY INVEST ADVISORS located in Lewisville, Texas and ALLY INVEST SECURITIES LLC located in Lewisville, Texas.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Justin has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Justin Jinhyun Tak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Digital Intelligence Systems, LLC. Investment related. 200 s college Street Ste 1400, Charlotte, NC 28202. Service Representative. 09/2025. 40+ hours/month. Training for employment with Ally Invest.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Jinhyun Tak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 9, 2025 - Present
ALLY INVEST ADVISORS
Office #1: 2911 Lake Vista Drive, Lewisville, TX 75067RIA
CRD#: 170301
Lewisville, TX
Current
October 9, 2025 - Present
ALLY INVEST SECURITIES LLC
Office #1: 2911 Lake Vista Drive, Lewisville, TX 75067BD
CRD#: 136131
Lewisville, TX
Past
May 7, 2024 - April 4, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FRISCO, TX
Past
May 7, 2024 - April 4, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FRISCO, TX
Past
September 19, 2023 - October 11, 2023
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
DALLAS, TX
Past
April 18, 2022 - October 11, 2023
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC
CRD#: 170301 / SEC#: 801-79305
RIA
Registered Investment Advisory firm - (3/27/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/9/2025)
RR
Alaska(10/9/2025)
RR
Arizona(10/9/2025)
RR
Arkansas(10/9/2025)
RR
California(10/9/2025)
RR
Colorado(10/9/2025)
RR
Connecticut(10/9/2025)
RR
Delaware(10/9/2025)
RR
District of Columbia(10/9/2025)
RR
Florida(10/9/2025)
RR
Georgia(10/9/2025)
RR
Hawaii(10/9/2025)
RR
Idaho(10/9/2025)
RR
Illinois(10/9/2025)
RR
Indiana(10/9/2025)
RR
Iowa(10/9/2025)
RR
Kansas(10/9/2025)
RR
Kentucky(10/9/2025)
RR
Louisiana(10/9/2025)
RR
Maine(10/9/2025)
RR
Maryland(10/9/2025)
RR
Massachusetts(10/9/2025)
RR
Michigan(10/9/2025)
RR
Minnesota(10/9/2025)
RR
Mississippi(10/9/2025)
RR
Missouri(10/9/2025)
RR
Montana(10/9/2025)
RR
Nebraska(10/9/2025)
RR
Nevada(10/9/2025)
RR
New Hampshire(10/9/2025)
RR
New Jersey(10/9/2025)
RR
New Mexico(10/9/2025)
RR
New York(10/9/2025)
RR
North Carolina(10/9/2025)
RR
North Dakota(10/9/2025)
RR
Ohio(10/9/2025)
RR
Oklahoma(10/9/2025)
RR
Oregon(10/9/2025)
RR
Pennsylvania(10/9/2025)
RR
Puerto Rico(10/9/2025)
RR
Rhode Island(10/9/2025)
RR
South Carolina(10/9/2025)
RR
South Dakota(10/9/2025)
RR
Tennessee(10/9/2025)
RR
Texas(10/9/2025)
IAR
Texas(10/9/2025)
RR
Utah(10/9/2025)
RR
Vermont(10/9/2025)
RR
Virginia(10/9/2025)
RR
Washington(10/9/2025)
RR
West Virginia(10/9/2025)
RR
Wisconsin(10/9/2025)
RR
Wyoming(10/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/16/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC
CRD#: 170301 / SEC#: 801-79305
RIA
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Contact information
Main Address
601 S. Tryon Street Suite 100, Charlotte, NC 28202
Mailing Address
Phone number
(855) 880-2559
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 76,058 |
| AUM (Assets Under Management) | $ 1,389,572,606 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
