Christopher Y. Xu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Yuan Xu was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2023. Christopher had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2023 - November 10, 2023
ACCREDINVEST
State Registrations and Notice Filings
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Current Firm
ACCREDINVEST
CRD#: 325366 / SEC#: 801-127990
Contact information
Red Flags
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